Customer Notices and Policies Jefferies Group LLC Business Continuity Disclosure Code of Ethics General Disclaimer Jefferies LLC Account Disclosures Account Disclosures - Introduced Customers Allocation Procedures for Securities Subject to a Call Provisions CFTC FCM Customer Notices and Disclosures Client Privacy Conflicts Disclosure Statement Customer Due Diligence Rule Customer Identification Program Electronic Delivery of Offering Materials in GSE Securities Exchange for Related Products (EFRPs) Notice Fully Paid and Excess Margin Securities Lending Disclosure Jefferies’ Disclosure Regarding Auction Rate Securities Mark-Up/Mark-Down Disclosure Statement Notice of T+2 Shortened Settlement Cycle Regulation A and D Disclosure Safety of Customer Assets SEC Rule 204 Customer Notification-CNS Participant closout of settlement date fails SEC Statement Regarding Temporary International Mail Service Suspensions to Certain Jurisdictions Related to the COVID-19 Pandemic Section 311 Notice Jefferies (Australia) Pty Ltd Privacy Policy Jefferies (Australia) Securities Pty Ltd Order Execution Policy Privacy Policy Terms of Business Jefferies Financial Products, LLC Dodd-Frank Notifications and Disclosures Section 311 Notice Jefferies Financial Services, INC. Dodd-Frank Notifications and Disclosures Section 311 Notice Jefferies GmbH Client Notification Regarding Short Selling Restrictions Conflicts of Interest Policy Complaints Handling Policy Costs and Charges Information Document Execution Venues Information Jefferies EMEA Privacy Notice Order Execution Policy Terms of Business RTS 27 Report 2019 Q1 RTS 27 Report 2019 Q2 RTS 27 Report 2019 Q3 RTS 27 Report 2019 Q4 RTS 28 Report 2019 RTS 27 Report 2020 Q1 RTS 27 Report 2020 Q2 RTS 27 Report 2020 Q3 Jefferies Hong Kong Limited Alternative Liquidity Pool (ALP) Guidelines of Third Party Service Providers China Connect Terms of Business Terms of Business Jefferies India Private Limited Disclosure of Track Record Grievance Redressal Mechanism Terms of Business Offer Documents Jefferies International Limited Client Notification Regarding Short Selling Restrictions Complaints Handling Policy Costs and Charges Information Document Eligible Counterparty Client Consent Form Execution Venue List Jefferies EMEA Privacy Notice Modern Slavery Act Compliance Statement 2019 Modern Slavery Act Compliance Statement 2018 Professional Client Consent Form Order Execution Policy RTS 28 Report 2017 RTS 27 Report 2018 Q1 RTS 27 Report 2018 Q2 RTS 27 Report 2018 Q3 RTS 27 Report 2018 Q4 RTS 28 Report 2018 RTS 27 Report 2019 Q1 RTS 27 Report 2019 Q2 RTS 27 Report 2019 Q3 RTS 27 Report 2019 Q4 RTS 28 Report 2019 RTS 27 Report 2020 Q1 RTS 27 Report 2020 Q2 RTS 27 Report 2020 Q3 Summary Conflicts of Interest Policy Terms of Business UK Tax Strategy Jefferies (Japan) Limited Alternative Liquidity Pool (ALP) Guidelines Terms of Business Jefferies Singapore Limited Terms of Business - Equities and Fixed Income Leucadia Investment Management Limited Order Execution Policy SRD II Disclosure Statement RTS28 Report 2017 RTS28 Report 2018
Customer Notices and Policies Jefferies Group LLC Business Continuity Disclosure Code of Ethics General Disclaimer Jefferies LLC Account Disclosures Account Disclosures - Introduced Customers Allocation Procedures for Securities Subject to Call Provisions CFTC FCM Customer Notices and Disclosures Client Privacy Conflicts Disclosure Statement Customer Due Diligence Rule Customer Identification Program Electronic Delivery of Offering Materials in GSE Securities Exchange for Related Products (EFRPs) Notice Fully Paid and Excess Margin Securities Lending Disclosure Jefferies’ Disclosure Regarding Auction Rate Securities Mark-Up/Mark-Down Disclosure Statement Notice of T+2 Shortened Settlement Cycle Regulation A and D Disclosure Safety of Customer Assets SEC Rule 204 Customer Notification-CNS Participant closout of settlement date fails SEC Statement Regarding Temporary International Mail Service Suspensions to Certain Jurisdictions Related to the COVID-19 Pandemic Section 311 Notice Jefferies (Australia) Pty Ltd Privacy Policy Jefferies (Australia) Securities Pty Ltd Order Execution Policy Privacy Policy Terms of Business Jefferies Financial Products, LLC Dodd-Frank Notifications and Disclosures Section 311 Notice Jefferies Financial Services, INC. Dodd-Frank Notifications and Disclosures Section 311 Notice Jefferies GmbH Client Notification Regarding Short Selling Restrictions Conflicts of Interest Policy Complaints Handling Policy Costs and Charges Information Document Execution Venues Information Jefferies EMEA Privacy Notice Order Execution Policy Terms of Business RTS 27 Report 2019 Q1 RTS 27 Report 2019 Q2 RTS 27 Report 2019 Q3 RTS 27 Report 2019 Q4 RTS 28 Report 2019 RTS 27 Report 2020 Q1 RTS 27 Report 2020 Q2 RTS 27 Report 2020 Q3 Jefferies Hong Kong Limited Alternative Liquidity Pool (ALP) Guidelines of Third Party Service Providers China Connect Terms of Business Terms of Business Jefferies India Private Limited Disclosure of Track Record Grievance Redressal Mechanism Terms of Business Offer Documents Jefferies International Limited Client Notification Regarding Short Selling Restrictions Complaints Handling Policy Costs and Charges Information Document Eligible Counterparty Client Consent Form Execution Venue List Jefferies EMEA Privacy Notice Modern Slavery Act Compliance Statement 2019 Modern Slavery Act Compliance Statement 2018 Professional Client Consent Form Order Execution Policy RTS 28 Report 2017 RTS 27 Report 2018 Q1 RTS 27 Report 2018 Q2 RTS 27 Report 2018 Q3 RTS 27 Report 2018 Q4 RTS 28 Report 2018 RTS 27 Report 2019 Q1 RTS 27 Report 2019 Q2 RTS 27 Report 2019 Q3 RTS 27 Report 2019 Q4 RTS 28 Report 2019 RTS 27 Report 2020 Q1 RTS 27 Report 2020 Q2 RTS 27 Report 2020 Q3 Summary Conflicts of Interest Policy Terms of Business UK Tax Strategy Jefferies (Japan) Limited Alternative Liquidity Pool (ALP) Guidelines Terms of Business Jefferies Singapore Limited Terms of Business - Equities and Fixed Income Leucadia Investment Management Limited Order Execution Policy SRD II Disclosure Statement RTS28 Report 2017 RTS28 Report 2018