Customer Notices and Policies

JEFFERIES GROUP LLC

• Business Continuity Disclosure
• Code of Ethics
• General Disclaimer

JEFFERIES LLC

• Account Opening Disclosure Statement
• Allocation Procedures for Securities Subject to a Call Provisions
• Annual Disclosure Statement
• Annual Disclosure Statement - Introduced Customers
• CFTC FCM Customer Notices and Disclosures
• Conflicts Disclosure Statement
• Customer Due Diligence Rule
• Customer Identification Program
• Electronic Delivery of Offering Materials in GSE Securities
• Exchange for Related Products (EFRPs) Notice
• Fully Paid and Excess Margin Securities Lending Disclosure
• Jefferies’ Disclosure Regarding Auction Rate Securities
• Mark-Up/Mark-Down Disclosure Statement
• Notice of T+2 Shortened Settlement Cycle
• Privacy Policy
• Regulation A and D Disclosure
• SEC Rule 204 Customer Notification-CNS Participant closout of settlement date fails
• Safety of Customer Assets- May 2017
• Section 311 Notice

JEFFERIES INVESTMENT ADVISORS, LLC

• Privacy Policy

JEFFERIES FINANCIAL PRODUCTS, LLC

• Dodd-Frank Notifications and Disclosures
• Section 311 Notice

JEFFERIES FINANCIAL SERVICES, INC.

• Dodd-Frank Notifications and Disclosures
• Privacy Policy
• Section 311 Notice

JEFFERIES INTERNATIONAL LIMITED

• Jefferies EMEA Privacy Notice
• Client Notification Regarding Short Selling Restrictions
• Complaints Handling Policy
• Costs and Charges Information Document
• Eligible Counterparty Client Consent Form
• Execution Venue List
• Modern Slavery Act Compliance Statement 2016
• Modern Slavery Act Compliance Statement 2017
• Professional Client Consent Form 
• Order Execution Policy
• RTS28 Report 2017
• RTS27 Report 2018 Q1
• RTS 27 Report 2018 Q2
• Summary Conflicts of Interest Policy
• Terms of Business
• UK Tax Strategy

JEFFERIES HONG KONG LIMITED

• Alternative Liquidity Pool (ALP) Guidelines of Third Party Service Providers
• China Connect Terms of Business
• Terms of Business

 JEFFERIES (JAPAN) LIMITED

• Terms of Business

JEFFERIES INDIA PRIVATE LIMITED

• Terms of Business

JEFFERIES SINGAPORE LIMITED

• Terms of Business - Equities and Fixed Income