Customer Notices and Policies

JEFFERIES GROUP LLC

• Business Continuity Disclosure
• Code of Ethics
• General Disclaimer

JEFFERIES LLC

• Client Notice regarding U.S. Department of Labor - Fiduciary Rule 
• Jefferies’ Disclosure Regarding Auction Rate Securities
• Customer Identification Program
• Electronic Delivery of Offering Materials in GSE Securities
• Privacy Policy
• SEC Rule 204 Customer Notification-CNS Participant closout of settlement date fails
• Allocation Procedures for Securities Subject to a Call Provisions
• Regulation A and D Disclosure
• Fully Paid and Excess Margin Securities Lending Disclosure
• Conflicts Disclosure Statement
• CFTC FCM Customer Notices and Disclosures
• EMIR Clearing Member Notice
• Exchange for Related Products (EFRPs) Notice
• Account Opening Disclosure Statement
• Annual Disclosure Statement
• Safety of Customer Assets- May 2017
• Section 311 Notice 
• Notice of T+2 Shortened Settlement Cycle

JEFFERIES INVESTMENT ADVISORS, LLC

• Privacy Policy

JEFFERIES FINANCIAL PRODUCTS, LLC

• Dodd-Frank Notifications and Disclosures
• Section 311 Notice 

JEFFERIES FINANCIAL SERVICES, INC.

• Dodd-Frank Notifications and Disclosures 
• Section 311 Notice 
• Privacy Policy

JEFFERIES INTERNATIONAL LIMITED

• Terms of Business 
• Professional Client Consent Form 
• Eligible Counterparty Client Consent Form
• Client Notification Regarding Short Selling Restrictions
• Modern Slavery Act 2015
• Summary Conflicts of Interest Policy
• Order Execution Policy 
• Execution Venue List

JEFFERIES HONG KONG LIMITED

• Terms of Business 
• China Connect Terms of Business
• Alternative Liquidity Pool (ALP) Guidelines of Third Party Service Providers

 JEFFERIES (JAPAN) LIMITED

• Terms of Business

JEFFERIES INDIA PRIVATE LIMITED

• Terms of Business 

JEFFERIES SINGAPORE LIMITED

• Terms of Business - Equities and Fixed Income