JJCL

Jefferies Japan Company Limited

Jefferies Japan Company Limited, the Japanese subsidiary of Jefferies, which is one of the world’s leading financial institutions, is in preparations to provide equity trading services to institutional investors.

Corporate Registration
Jefferies Japan Company Limited
Ministry of Finance Registration Number (Financial Industry) #3517

Address
100-0006 Tokyo Midtown Hibiya
30th Floor Hibiya Mitsui Tower
1-1-2 Yurakucho, Chiyoda-ku
Tokyo

Telephone
03-6743-2100 (Main)

Representative Director
Harukazu Kitagawa

Established
August 2025

Exchange Membership
Tokyo Stock Exchange (Application in progress)
Osaka Exchange (Application in progress)

Association Membership
Japan Securities Dealers Association (Application in progress)
Financial Instruments Mediation Assistance Center (Application in progress)

Investor Protection Member
Japan Investor Protection Fund

Directors
Conor Dolan
Jeff Hutchins

Jefferies will explain to the customer before a transaction regarding fees that the customer pays for the financial instrument transaction contract and also explain the consideration that the customer should pay based on each specific product and contract type.

The margin to be deposited by the customer is decided based on each specific product and contract type and will be explained to the customer before derivatives and margin transactions. etc.

Please be aware that the amount of collateral for a transaction may exceed the amount of customer deposit. In addition, Jefferies will explain the ratio of the amount of the derivative transaction, etc. to the amount of the collateral, etc. to the customer before the transaction.

Jefferies will explain to the customer before making a transaction about the possibility of fluctuations in interest rates, currency prices, market prices in the financial instruments market, or other indicators may cause losses in transactions conducted by the customer. In addition, if there is a risk that the amount of the loss will exceed the amount of the deposit, we will explain to the customer before making a transaction that there is a risk of excess principal loss due to fluctuations related to the above and the reason.

Regarding over-the-counter derivative transactions, if there is a difference between the selling price and the purchasing price of the financial products displayed by the Company, we will explain to the customer before the transaction. If there are other important facts related to the contract that are disadvantageous to the customer, we will explain to the customer before making a transaction.

JJL/ JJCL Customer Information Sharing Notice