SEC Rule 605 and Rule 606 Public Report Library

SEC Rule 606 reports from Q2 2024 to present can also be accessed on the FINRA Public Portal

ReportPeriodTypeDisclosure
2Q 2026 606a1 Held Compliance Report4/1/2026 to 6/30/2026606a1
JUNE 20266/1/2026 to 6/30/2026R605Disclosure of SEC-Required Order Execution Information
MAY 20265/1/2026 to 5/31/2026R605Disclosure of SEC-Required Order Execution Information
APRIL 20264/1/2026 to 4/30/2026R605Disclosure of SEC-Required Order Execution Information
1Q 2026 606a1 Held Compliance Report1/1/2026 to 3/31/2026606a1
MARCH 20263/1/2026 to 3/31/2026R605Disclosure of SEC-Required Order Execution Information
FEBRUARY 20262/1/2026 to 2/28/2026R605Disclosure of SEC-Required Order Execution Information
JANUARY 20261/1/2026 to 1/31/2026R605Disclosure of SEC-Required Order Execution Information
4Q 2025 606a1 Held Compliance Report10/1/2025 to 12/31/2025606a1
DECEMBER 202512/1/2025 to 12/31/2025R605Disclosure of SEC-Required Order Execution Information
NOVEMBER 202511/1/2025 to 11/30/2025R605Disclosure of SEC-Required Order Execution Information
OCTOBER 202510/1/2025 to 10/31/2025R605Disclosure of SEC-Required Order Execution Information
3Q 2025 606a1 Held Compliance Report7/1/2025 to 9/30/2025606a1
SEPTEMBER 20259/1/2025 to 9/30/2025R605Disclosure of SEC-Required Order Execution Information
AUGUST 20258/1/2025 to 8/31/2025R605Disclosure of SEC-Required Order Execution Information
JULY 20257/1/2025 to 7/31/2025R605Disclosure of SEC-Required Order Execution Information
2Q 2025 606a1 Held Compliance Report4/1/2025 to 6/30/2025606a1
JUNE 20256/1/2025 to 6/30/2025R605Disclosure of SEC-Required Order Execution Information
MAY 20255/1/2025 to 5/31/2025R605Disclosure of SEC-Required Order Execution Information
APRIL 20254/1/2025 to 4/30/2025R605Disclosure of SEC-Required Order Execution Information
1Q 2025 606a1 Held Compliance Report1/1/2025 to 3/31/2025606a1
MARCH 20253/1/2025 to 3/31/2025R605Disclosure of SEC-Required Order Execution Information
FEBRUARY 20252/1/2025 to 2/28/2025R605Disclosure of SEC-Required Order Execution Information
JANUARY 20251/1/2025 to 1/31/2025R605Disclosure of SEC-Required Order Execution Information
4Q 2024 606a1 Held Compliance Report10/1/2024 to 12/31/2024606a1
DECEMBER 202412/1/2024 to 12/31/2024R605Disclosure of SEC-Required Order Execution Information
NOVEMBER 202411/1/2024 to 11/30/2024R605Disclosure of SEC-Required Order Execution Information
OCTOBER 202410/1/2024 to 10/31/2024R605Disclosure of SEC-Required Order Execution Information
3Q 2024 606a1 Held Compliance Report7/1/2024 to 9/30/2024606a1
SEPTEMBER 20249/1/2024 to 9/30/2024R605Disclosure of SEC-Required Order Execution Information
AUGUST 20248/1/2024 to 8/31/2024R605Disclosure of SEC-Required Order Execution Information
JULY 20247/1/2024 to 7/31/2024R605Disclosure of SEC-Required Order Execution Information
2Q 2024 606a1 Held Compliance Report4/1/2024 to 6/30/2024606a1
JUNE 20246/1/2024 to 6/30/2024R605Disclosure of SEC-Required Order Execution Information
MAY 20245/1/2024 to 5/31/2024R605Disclosure of SEC-Required Order Execution Information
APRIL 20244/1/2024 to 4/30/2024R605Disclosure of SEC-Required Order Execution Information
1Q 2024 606a1 Held Compliance Report1/1/2024 to 3/31/2024606a1
MARCH 20243/1/2024 to 3/31/2024R605Disclosure of SEC-Required Order Execution Information
FEBRUARY 20242/1/2024 to 2/29/2024R605Disclosure of SEC-Required Order Execution Information
JANUARY 20241/1/2024 to 1/31/2024R605Disclosure of SEC-Required Order Execution Information
4Q 2023 606a1 Held Compliance Report10/1/2023 to 12/31/2023606a1
DECEMBER 202312/1/2023 to 12/31/2023R605Disclosure of SEC-Required Order Execution Information
NOVEMBER 202311/1/2023 to 11/30/2023R605Disclosure of SEC-Required Order Execution Information
OCTOBER 202310/1/2023 to 10/31/2023R605Disclosure of SEC-Required Order Execution Information
3Q 2023 606a1 Held Compliance Report7/1/2023 to 9/30/2023606a1
SEPTEMBER 20239/1/2023 to 9/30/2023R605Disclosure of SEC-Required Order Execution Information
AUGUST 20238/1/2023 to 8/31/2023R605Disclosure of SEC-Required Order Execution Information
JULY 20237/1/2023 to 7/31/2023R605Disclosure of SEC-Required Order Execution Information