Executive Services

Premier Guidance for Today’s Business Leaders

Jefferies Wealth Management provides fully customized solutions for executives, allowing  for the execution of highly complex strategies with a focus on markets, tax planning and compliance. Jefferies specializes in managing equity compensation plans, restricted and control securities, and concentrated positions. Services include:

  • Directed Share Programs (DSPs)
  • Employee Equity and Option Plan Administration
  • Restricted Stock/Option Strategies
    • 10b5-1 Sale and/or Purchase Plans
    • 144A Restricted Stock Sales
    • Block Trades
    • Cash/Cashless Exercise
    • Corporate Buyback Plans
    • Hedging Strategies
    • Volatility Management Programs